What is N-SAR?

What is N-SAR?

SEC Form N-SAR is a U.S. Securities and Exchange (SEC) filing that is specific to registered investment management companies. It requires that those companies disclose important financial information (e.g., any sales of shares or their portfolio turnover rate).

What is a n-CSR filing?

SEC Form N-CSR is a form that registered investment management companies must file with the Securities and Exchange Commission (SEC), containing a host of company essentials. Form N-CSR must be filed within 10 days after a company disseminates annual and semiannual reports to stockholders.

What is an N-port filing?

What is Form N-PORT? This form, filed by registered management investment companies and exchange-traded funds (ETFs) organized as Unit Investment Trusts, is used to report on a fund’s portfolio. The rule requires funds to report: General information, including a Legal Entity Identifier number. Assets and liabilities.

What is a N 2 form?

SEC Form N-2 is a filing with the Securities and Exchange Commission (SEC) that must be submitted by closed-end management investment companies to register under the Investment Company Act of 1940 and to offer their shares under the Securities Act of 1933. 1

Did n-Port replace NQ?

The term SEC Form N-Q refers to a document that registered management investment companies were required to submit to the Securities and Exchange Commission (SEC) in order to disclose their complete portfolio holdings. The form was replaced by form N-PORT.

What is a mutual fund SAR?

Form SAR-SF (FinCEN Form 101) is the form that mutual funds must use to report suspicious activity. Securities broker-dealers, futures commission merchants, and introducing brokers in commodities also use form SAR-SF to report suspicious activity to FinCEN. 2.

Does n-Port replace NQ?

Form N-PORT will replace Form N-Q and is designed to provide the SEC with more timely information about a fund’s portfolio holdings and information regarding portfolio risk, portfolio liquidity and the use of derivatives.

Who Files form N-port?

Funds must file reports on Form N-PORT with the Commission for each month in a fiscal quarter not later than 60 days after the end of that fiscal quarter. 4. Q. The 2016 adopting release for fund liquidity programs amended Form N-CEN to add new Items C.

What is a form N 8A?

Form N-8A is the form used by investment companies to file notifications of registrations with the Commission under the Investment Company Act of 1940. SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0175: Form N-8A filings .

Who Files form N-CEN?

registered investment companies
Form N-CEN is the reporting form that is to be used for annual reports filed pursuant to rule 30a-1 under the Act (17 CFR 270.30a-1) by registered investment companies, other than face- amount certificate companies, under section 30(a) of the Act and, in the case of small business investment companies and registered …

What is a N SAR filing?

DEFINITION of SEC Form N-SAR. SEC Form N-SAR is a U.S. Securities and Exchange (SEC) filing that is specific to registered investment management companies. It requires that those companies disclose important financial information (e.g., any sales of shares or their portfolio turnover rate).

What is the difference between form n-sar and n-Cen?

It requires that those companies disclose important financial information (e.g., any sales of shares or their portfolio turnover rate). This information is usually included in the company’s shareholder reports. Form N-SAR was phased out in 2018, replaced by SEC Form N-CEN. 1 

What is SAR (specific absorption rate)?

There is considerable confusion and misunderstanding about the meaning of the maximum reported Specific Absorption Rate (SAR) values for cell phones (and other wireless devices). SAR is a measure of the rate of RF (radiofrequency) energy absorption by the body from the source being measured – in this case, a cell phone.

What is FinCEN SAR?

Features and Advantages of the FinCEN SAR FinCEN created the new SAR as a uniform report that can be used by any type of financial institution. Reports have been restructured to position the different SAR Parts in a sequence that creates a more user friendly interface.